1.2GFIS202622026-07-31T16:19:51Z202640.000.000.000.000.000.000.000.000.000.00100.004.313.893.8587.95Direct Edge ECN LLCEDGX12.580.006.949.4713.580.00000.00001992.950011.6593710.400018.27224367.200074.8193GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Chicago Board Options ExchangeCBOE11.710.002.950.0013.180.00000.000077.63750.00000.000024.33784172.982536.6630GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf XISEXISE6.720.000.692.817.490.00000.0000-10.14000.00000.0000-39.00001697.000028.3258GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Miami Options ExchangeMIAX6.500.002.080.007.300.00000.000021.50000.00000.000027.92212390.250050.8348MIAX SapphireSPHR5.470.001.390.006.160.00000.0000349.60000.00000.00000.00001611.220069.4791GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/sapphire-options/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Philadelphia Stock ExchangePHLX4.310.000.520.004.870.00000.000036.50000.00000.000025.0000404.050035.1960GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf ISE Mercury OptionsMCRY3.810.002.080.004.240.00000.0000250.56000.00000.00000.000020.80000.4595GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MIAX Emerald, LLC.EMLD2.570.005.560.002.680.00000.0000-65.00000.00000.00000.0000262.950010.1212GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MEMX Execution Services LLCMEMX2.210.002.9554.390.000.00000.0000-164.080047.15016089.4400-45.83240.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MATRIX EXECUTIONS, LLCREDG1.606.260.006.671.220.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”) in its efforts to seek best execution may route option orders to cross directly with Matrix Executions LLC ("RSKY"). RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by RSKY. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://public.s3.com/rule606/rsky/ GFIS is not party to the payment arrangements between RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Nasdaq Execution Services, LLCNSDQ1.350.0033.331.400.000.00000.0000-2958.56000.00000.0000-92.74480.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Pacific ExchangeXPSE1.300.000.000.001.470.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf CBOE ExchangeXCBO1.090.000.000.001.240.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf BOX ExchangeXBOX1.090.001.740.001.160.00000.0000201.80000.00000.00000.000021.00000.2998GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://boxoptions.com/fee-schedule/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf CBOE TRADING, INC.BATS1.070.0021.350.180.260.00000.0000-343.6800105.000026.2500-41.86110.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/bzx/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf NYSE Mkt LlcXASE1.000.000.000.001.140.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Miami Intl ExchangeXMIO0.800.000.000.000.910.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxoptions.com/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Nasdaq ISEXISX0.750.000.000.000.850.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Archipelago Trading Services, ARCA0.720.005.380.530.550.00000.0000-42.630075.000075.0000-39.47220.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf American Stock ExchangeAMEX0.650.003.120.000.600.00000.000070.60000.00000.000013.87030.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf NASDAQ Execution Services LLCNQBX0.560.002.2612.280.000.00000.0000-170.4000110.00001763.3000-80.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-options-7 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MIAX Pearl, LLCMPRL0.310.003.820.000.180.00000.0000-402.24000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/pearl-options/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Nasdaq PHLXXPHO0.160.000.000.000.180.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Nasdaq GEMX, LLCGMNI0.150.000.000.000.170.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MEMX OptionsMXOP0.110.000.000.000.120.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf GEMXGEMX0.050.001.220.000.000.00000.0000-75.82000.00000.0000-47.09320.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Nasdaq OptionsXNDQ0.010.000.000.000.010.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf 202650.000.000.000.000.000.000.000.000.000.0045.213.906.573.0186.53XISEXISE13.010.006.140.0014.570.00000.0000-62.79000.00000.0000-26.71911050.700029.0249GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Chicago Board Options ExchangeCBOE12.300.000.650.0014.170.00000.00009.24000.00000.000015.14752096.895037.2914GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Direct Edge ECN LLCEDGX12.160.005.257.2313.410.00000.00001882.860015.8584969.900015.41313736.590062.6839GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Miami Options ExchangeMIAX8.820.001.620.0010.070.00000.00006.50000.00000.000014.13041185.700023.8571GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxoptions.com/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MIAX SapphireSPHR6.800.000.810.007.790.00000.000065.12000.00000.00000.0000150.54000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/sapphire-options/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf ISE Mercury OptionsMCRY5.670.003.720.006.270.00000.000087.39000.00000.00000.0000205.40000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Nasdaq Execution Services, LLCNSDQ4.330.0065.890.000.000.00000.0000-889.06000.00000.0000-20.89940.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Philadelphia Stock ExchangePHLX2.910.000.400.003.330.00000.00006.80000.00000.000021.2500729.740062.1584GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MEMX Execution Services LLCMEMX1.940.002.0260.140.000.00000.0000-996.140049.438510204.1000-49.31390.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MIAX Emerald, LLC.EMLD1.290.000.811.411.380.00000.0000-202.65000.0000193.50000.0000118.05000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf American Stock ExchangeAMEX0.480.000.810.000.490.00000.0000146.19000.00000.000032.92572.800035.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/publicdocs/nyse/markets/american-options/NYSE_American_Options_Fee_Schedule.pdf GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf BOX ExchangeXBOX0.450.001.700.000.390.00000.000069.22000.00000.00000.000018.60000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://boxoptions.com/fee-schedule/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf C2 Options Exchange, Inc.C2OX0.410.001.370.880.340.00000.0000-195.84000.00000.00000.00002.10000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Archipelago Trading Services, ARCA0.380.001.210.000.340.00000.0000-130.67000.00000.0000-37.22792.800010.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf NASDAQ Execution Services LLCNQBX0.250.002.343.350.000.00000.0000-139.2000110.00001707.2000-35.78410.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-options-7 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf CBOE TRADING, INC.BATS0.210.001.780.180.100.00000.0000-225.40000.00000.0000-47.55279.2000115.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/bzx/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf GEMXGEMX0.140.002.100.000.000.00000.0000-16.90000.00000.0000-26.82540.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MIAX Pearl, LLCMPRL0.080.001.210.000.000.00000.0000-348.33000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/pearl-options/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf 202660.000.000.000.000.000.000.000.000.000.0040.294.712.885.9486.47Direct Edge ECN LLCEDGX13.030.0015.9512.6413.670.00000.00001597.020016.74032334.600018.82393489.750058.9385GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Chicago Board Options ExchangeCBOE12.080.002.810.0013.880.00000.00005.18250.00000.00003.64961107.285015.5956GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Miami Options ExchangeMIAX8.050.001.130.009.270.00000.00006.15000.00000.000017.57142594.260041.3758GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxoptions.com/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf XISEXISE5.800.001.880.366.620.00000.0000-56.16000.00000.0000-36.4675924.500017.9306GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Philadelphia Stock ExchangePHLX5.480.001.690.006.280.00000.000014.77000.00000.000011.9113792.230059.8813GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf ISE Mercury OptionsMCRY4.940.001.690.005.660.00000.0000144.57000.00000.00000.0000147.20000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MIAX SapphireSPHR4.830.002.810.005.490.00000.000086.56000.00000.00000.0000422.93000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/sapphire-options/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MEMX Execution Services LLCMEMX3.090.009.0147.730.000.00000.0000-1801.700064.053410561.1200-45.40570.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://info.memxtrading.com/us-options-trading-resources/us-options-fee-schedule/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MIAX Emerald, LLC.EMLD2.720.002.631.272.970.00000.0000-142.75000.000019.35000.0000292.50000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MATRIX EXECUTIONS, LLCREDG2.131.830.1914.451.370.00000.00000.00000.00000.00000.00000.00000.0000GFI Securities (“GFIS”) in its efforts to seek best execution may route option orders to cross directly with Matrix Executions LLC ("RSKY"). RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by RSKY. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://public.s3.com/rule606/rsky/ GFIS is not party to the payment arrangements between RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf BOX ExchangeXBOX1.400.009.190.181.300.00000.0000153.50000.00000.00000.000067.82000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://boxoptions.com/fee-schedule/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf C2 Options Exchange, Inc.C2OX1.270.007.130.271.210.00000.0000-1319.67000.00000.00000.000036.30000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Archipelago Trading Services, ARCA0.900.005.250.000.860.00000.0000-573.30000.00000.0000-43.398940.120029.0725GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf CBOE TRADING, INC.BATS0.590.007.881.640.310.00000.0000-391.5000105.0000105.0000-44.337543.100061.5714GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/bzx/ GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf NASDAQ Execution Services LLCNQBX0.560.007.325.820.000.00000.0000-539.6000110.00002832.5000-38.32390.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/bx/rules/bx-options-7 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf MIAX Pearl, LLCMPRL0.340.006.382.640.000.00000.0000-464.16000.00000.00000.00000.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/pearl-options/fees GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf Nasdaq Execution Services, LLCNSDQ0.300.0010.130.180.000.00000.0000-2691.37000.00000.0000-49.01420.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf GEMXGEMX0.070.002.440.000.000.00000.0000-168.10000.00000.0000-40.90020.00000.0000GFI Securities (“GFIS”)in its efforts to seek best execution may route option orders to Dash Financial Technologies (“DASH”) and Matrix Executions ("RSKY") as electronic market access and execution service broker dealers to access all US listed options exchanges. DASH and RSKY assess fees for orders that take liquidity from their books and may offer credits for orders that provide liquidity to their books. DASH, and RSKY may pass through to GFIS certain fees and/or rebates from exchanges based on the volume tiers reached at such exchanges. The pass-through fees and/or rebates may add to or reduce the overall costs of the execution services provided by DASH and RSKY. When accessing the exchanges via DASH and RSKY, GFIS may receive an indirect benefit by receiving enhanced volume rates and enhanced exchange rates associated with DASH and RSKY, including placement in preferential rate tiers. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/gemx/rules/GEMX%20Options%207 GFIS is not party to the payment arrangements between DASH and RSKY and the various Options Exchanges. Please see the Firm’s Order Handling Letter available at: https://www.gfigroup.com/wp-content/uploads/2025/11/GFI-Annual-Regulatory-Disclosure-2025-2026.pdf