1.2GWDS202032021-03-05T16:23:14Z2020799.780.0034.8127.4337.76NasdaqXNAS31.500.0052.0952.0938.540.00000.0000-181.0000-283686.0000237.0000269076.0000-143.0000-100324.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.New York Stock ExchangeXNYS31.450.0028.0928.0961.460.00000.0000-34.0000-232123.0000191.0000177485.0000-214.0000-100000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.INTERACTIVE BROKERS LLCIATS12.790.000.220.220.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.NYSE ArcaARCX4.670.0014.6914.690.000.00000.0000-36.0000-293874.00009.0000169904.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.IEXDIEXD3.160.001.381.380.000.00000.0000-5.0000-69789.0000-0.0000-90000.00000.00000.0000Citadel ConnectCDED2.830.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.UBS Securities LLC - UBS ATSUBSA2.160.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Cboe EDGA Exchange, Inc.EDGA1.810.000.000.000.000.00000.000039.0000173425.00000.00000.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.99.860.0057.8330.6511.52NasdaqXNAS20.52100.0035.9435.9440.100.00000.0000-2419.0000-292238.00002714.0000192303.0000-511.0000-98766.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.New York Stock ExchangeXNYS12.910.0015.6215.6256.650.00000.0000-336.0000-265496.0000510.0000153839.0000-310.0000-100881.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.NYSE ArcaARCX12.740.0031.9131.912.170.00000.0000-1417.0000-291212.0000293.0000121201.0000-120.0000-121109.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.INTERACTIVE BROKERS LLCIATS11.710.000.340.340.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.IEX SERVICES LLCIEXG5.910.004.864.860.000.00000.0000-60.0000-66538.0000-21.0000-89169.00000.00000.0000Citadel ConnectCDED4.940.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.UBS Securities LLC - UBS ATSUBSA4.320.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000VIRTU FINANCIAL BD LLCVIRT3.960.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.Cboe BYX Exchange, Inc.BATY3.710.007.197.190.050.00000.000055.000036647.0000-0.0000-6582.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.CBOE EDGX Exchange, Inc.EDGX3.240.002.062.060.380.00000.0000-1491.0000-266285.000072.000086828.0000-26.0000-203090.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Cboe EDGA Exchange, Inc.EDGA2.750.000.040.040.000.00000.0000315.0000153950.0000-3.0000-80000.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.CODACODA2.640.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000HRTXHRTX2.550.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.000099.960.4813.5233.9952.01CBOE ExchangeXCBO16.150.0012.2912.2919.880.00000.0000135.0000728.4800182.0000975.0000237.00001821.3600IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.C2 Options Exchange, Inc.C2OX15.851.856.456.4524.99-1.0000-4300.0000-2539.0000-4304.0700512.00003840.4700-98.0000-349.4600IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Cboe EDGX OptionsEDGO11.914.637.487.4815.459.00002100.0000431.00001911.8000326.00002099.55001826.00005169.5700IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.NYSE ARCA OptionsARCO10.643.7010.2910.2911.89-0.0000-2450.0000-503.0000-5057.7900397.00006765.42002141.00003971.1600IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq Options MarketXNDQ8.614.6320.2320.230.00-40.0000-4800.0000-2095.0000-4454.6200952.00003910.23000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq ISEXISX7.9766.673.583.5811.16-93.0000-2477.5400-849.0000-3995.3000168.00006124.73001330.00003139.1400IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq OMX PHLXXPHL7.220.000.630.6312.270.00000.000030.0000194.390022.0000917.3600564.00001582.4400IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq GEMX, LLCGMNI5.400.9314.7314.730.000.00000.0000-337.0000-4887.2500911.00004775.73000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.MIAX Emerald, LLC.EMLD4.710.9313.1613.160.005.00004300.0000-90.0000-4003.57001399.00004323.09000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Cboe BZX Exchange, Inc.BATS4.525.569.099.090.00-19.0000-5000.0000-3259.0000-4944.5400591.00007829.67000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.2020899.920.0037.8330.1931.98NasdaqXNAS33.000.0049.8249.8246.390.00000.0000-169.0000-260226.0000200.0000270695.0000-47.0000-31005.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.New York Stock ExchangeXNYS25.010.0024.2724.2753.560.00000.0000-27.0000-276375.0000117.0000177607.0000-207.0000-100000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.INTERACTIVE BROKERS LLCIATS12.730.000.110.110.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.NYSE ArcaARCX7.420.0022.1822.180.000.00000.0000-41.0000-296352.00009.0000200000.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Citadel ConnectCDED3.320.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.IEXDIEXD3.220.001.071.070.000.00000.0000-5.0000-74952.0000-0.0000-90000.00000.00000.0000UBS Securities LLC - UBS ATSUBSA2.810.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000HRTXHRTX2.000.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Cboe EDGA Exchange, Inc.EDGA1.900.000.000.000.000.00000.000031.0000132644.00000.00000.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.99.930.0054.9034.1410.96NasdaqXNAS23.670.0036.3736.3757.080.00000.0000-2081.0000-245911.00001613.0000193431.0000-477.0000-74724.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.NYSE ArcaARCX15.770.0036.0436.048.540.00000.0000-1585.0000-285079.0000-1776.0000-117327.0000-257.0000-124714.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.INTERACTIVE BROKERS LLCIATS10.440.000.350.350.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.New York Stock ExchangeXNYS10.140.0015.3215.3233.650.00000.0000-345.0000-282665.0000430.0000161997.0000-392.0000-101669.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.IEXDIEXD5.000.003.123.120.000.00000.0000-31.0000-67290.0000-14.0000-87789.00000.00000.0000Citadel ConnectCDED4.560.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.UBS Securities LLC - UBS ATSUBSA4.000.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000VIRTU FINANCIAL BD LLCVIRT3.630.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.CBOE EDGX Exchange, Inc.EDGX3.320.001.121.120.180.00000.0000-1692.0000-264451.000018.000040872.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Cboe BYX Exchange, Inc.BATY3.270.005.325.320.030.00000.000069.000044932.00000.00008772.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Cboe BZX Exchange, Inc.BATS2.920.002.052.050.080.00000.0000-1039.0000-294340.000016.0000103205.0000-6.0000-300000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Cboe EDGA Exchange, Inc.EDGA2.430.000.000.000.000.00000.0000247.0000156690.00000.00000.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.CODACODA2.290.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.000099.910.0013.1735.7950.84Cboe EDGX OptionsEDGO14.458.337.657.6520.733.00002100.0000250.00001925.1300158.00002093.64002169.00005157.0300IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.MIAX Emerald, LLC.EMLD11.982.7815.2315.2312.30-3.0000-5000.0000-230.0000-4997.6100956.00004258.59001215.00002599.5100IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.C2 Options Exchange, Inc.C2OX11.638.335.855.8517.02-3.0000-1615.7900-1137.0000-4307.0400125.00003558.52001519.00003208.0700IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.NYSE ARCA OptionsARCO10.680.007.907.9013.790.00000.0000-457.0000-4836.1900264.00006692.89001789.00004081.8900IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq ISEXISX10.3663.895.345.3414.98-48.0000-4064.9600-201.0000-3822.8600177.00008476.56001225.00003152.5300IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.CBOE ExchangeXCBO9.490.0013.1313.136.350.00000.000047.0000850.5200169.0000975.000051.00002005.8800IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq Options MarketXNDQ8.362.7819.2619.260.00-2.0000-4800.0000-1522.0000-4425.0700825.00004219.75000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq OMX PHLXXPHL7.102.780.500.5013.00-1.0000-4200.0000-8.0000-300.76001.0000833.3300310.00001421.4500IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq GEMX, LLCGMNI5.868.3315.1415.140.005.00004000.0000-344.0000-4882.3900781.00005465.22000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Cboe BZX Exchange, Inc.BATS4.140.008.258.250.000.00000.0000-1742.0000-5048.1000565.00007752.13000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.2020999.880.0038.5921.7539.66New York Stock ExchangeXNYS33.770.0032.2032.2065.230.00000.0000-61.0000-271054.0000119.0000160498.0000-303.0000-100000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.NasdaqXNAS27.380.0050.0050.0034.770.00000.0000-192.0000-283834.0000155.0000258657.0000-98.0000-50804.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.INTERACTIVE BROKERS LLCIATS13.730.000.250.250.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.NYSE ArcaARCX3.530.0012.1212.120.000.00000.0000-59.0000-268359.000010.0000238026.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.IEX SERVICES LLCIEXG3.380.001.621.620.000.00000.0000-7.0000-65047.0000-1.0000-90000.00000.00000.0000Citadel ConnectCDED2.670.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.HRTXHRTX2.370.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000UBS Securities LLC - UBS ATSUBSA2.270.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000VIRTU FINANCIAL BD LLCVIRT1.870.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.99.950.0164.7725.569.66NasdaqXNAS23.250.0039.0039.0045.310.00000.0000-4259.0000-193797.00002239.0000204409.0000-488.0000-77663.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.NYSE ArcaARCX13.860.0038.1238.128.070.00000.0000-2615.0000-272395.0000-6106.0000-122578.0000-126.0000-134668.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.INTERACTIVE BROKERS LLCIATS10.130.000.810.810.000.00000.00000.00000.00000.00000.00000.00000.0000IBKR operates the IBKR ATS in accordance with SEC Regulation ATS, on which it executes IBKR client orders against each other or against one or more professional liquidity providers who send orders into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.New York Stock ExchangeXNYS9.640.0010.5010.5046.010.00000.0000-859.0000-281264.0000244.000088635.0000-547.0000-100231.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Cboe BZX Exchange, Inc.BATS5.270.001.711.710.020.00000.0000-2754.0000-271968.00002.000094342.00002.0000150000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.IEX SERVICES LLCIEXG4.760.003.493.490.000.00000.0000-43.0000-62686.0000-22.0000-81786.00000.00000.0000CBOE EDGX Exchange, Inc.EDGX4.730.000.700.700.090.00000.0000-2654.0000-267094.000051.0000244305.0000-33.0000-276250.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Citadel ConnectCDED3.8050.000.000.000.040.0000440000.00000.00000.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.VIRTU FINANCIAL BD LLCVIRT3.340.000.000.000.000.00000.00000.00003.00000.00000.00000.00000.0000IBKR-LITE clients are generally charged zero commission for NMS stock and ETF orders. IBKR-LITE orders are generally routed to select over-the-counter market-makers for handling. IBKR's agreements with the Market Makers provide Interactive Brokers payment for order flow from each Market Maker for trades executed with that Market Maker.UBS Securities LLC - UBS ATSUBSA3.260.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Cboe BYX Exchange, Inc.BATY3.070.005.495.490.020.00000.0000125.000045650.0000-1.0000-19167.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.XPSXXPSX2.590.000.010.010.000.00000.0000-337.0000-299893.00000.0000200000.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.CODACODA2.330.000.000.000.000.00000.00000.00000.00000.00000.00000.00000.000099.740.3116.0034.5049.19MIAX Emerald, LLC.EMLD17.748.5118.4818.4818.06-0.0000-250.0000-70.0000-4406.3300675.00004481.9300778.00002734.1800IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Cboe EDGX OptionsEDGO15.182.139.199.1921.451.00002100.0000299.00001969.7900440.00002096.19001506.00005038.7000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.NYSE ARCA OptionsARCO11.7610.649.799.7915.05-2.0000-4900.0000-526.0000-5503.5600355.00006372.8900759.00004198.8400IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.C2 Options Exchange, Inc.C2OX10.524.269.879.8713.0025.00004200.0000-804.0000-4321.9400903.00004196.0500486.00002109.3800IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq ISEXISX7.8846.812.812.8112.44-102.0000-2737.0000-146.0000-3010.080061.00008480.5600587.00003346.4900IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.CBOE ExchangeXCBO7.716.3813.7113.713.414.0000975.000043.0000770.1100209.0000975.000062.00001869.6800IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq OMX PHLXXPHL7.370.000.290.2913.850.00000.000013.0000241.75000.00000.00000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq Options MarketXNDQ6.916.3815.8815.880.00-10.0000-4800.0000-963.0000-4524.9400634.00004302.04000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.Nasdaq GEMX, LLCGMNI4.930.0013.3713.370.000.00000.0000-159.0000-5416.6700627.00004504.45000.00000.0000IBKR may receive volume discounts that are not passed on to clients. Likewise, rebates passed on to clients by IBKR may be less than the rebates IBKR receives from the relevant market. For example, IBKR may receive enhanced rebate payments for exceeding volume thresholds on particular markets, but typically will not pass these enhancements directly to clients.